Compliance Management 7521

Program Name Compliance Management
Category Business
Program Number 7521
Description This program is intended to provide the required knowledge and skills for adult learners currently employed or seeking employment in compliance departments in regulated industries. Compliance regulations flow from legislation that often impacts a broad cross-section of industries which include: banking/financial services; insurance; real estate; investment companies, and not-for-profit organizations. The curriculum will include an introduction to the legal framework, governance and compliance requirements for regulated industries; risk management and assessment; communications; meeting compliance requirements; preparing for an audit; as well as good governance practices.

Admission Domestic Students must be 19 years of age or older to get in to this program. No other requirements are necessary.

International Students should contact our International Office via email at for eligibility.
Contact Telephone 416-289-5000 Ex 2320
Contact Email

Mandatory Courses

Six Mandatory Courses are required:
CMGT-100 Fundamentals of Compliance
CMGT-101 Effective Compliance Programs
CMGT-102 Reviews, Audits, Investigations and Complaints
CMGT-103 Privacy and Information Protection
CMGT-104 Anti-Money Laundering, Bribery/Corruption and Economic Sanctions
CMGT-105 Securities Law Compliance
Course Code Course Name
There are no mandatory courses currently associated with this program.

Elective Courses

Course Code Course Name
There are no elective courses currently associated with this program.